Challenges

Strict regulatory requirements call for professional trading processes

Continuously increasing regulatory requirements, such as MaRisk and a high market volatility, require banks to maintain professional and efficient trading and settlement systems. In the complex proprietary trading business, it is crucial to have quick and easy access to all information relevant to decision-making. Furthermore, the trading process between the trading and settlement departments, right through to risk management, must be controlled and documented.

Solutions

Solutions for efficient support trading processes

Transaction data input, portfolio management and (mark-to-market and mark-to-model) valuation for proprietary trading
Comprehensive securities and derivatives product catalog
Determination of income indicators under commercial law as well as of performance
Flexible structuring of the inventory by portfolio and detailed evaluations
Differentiated limit system including pre-deal limit checks
Dealing slip and deadline monitoring function
Audit-proof documentation of all process steps including dual-control principle for approvals

Benefits

Time-saving through automatic trade workflow documentation and generation of dealing slips, etc.
A comprehensive legal system ensures compliance
Flexible adaptation of portfolios, evaluations and the limit system to individual requirements with a mouse click